Privacy Policy

WEST COAST CAPITAL MANAGEMENT, LLC PRIVACY POLICY

 

At West Coast Capital Management,  LLC (WCCM) your trust is our top priority.  The confidentiality of your personal financial information is of paramount importance to all of us, and we will remain vigilant in protecting your privacy.  We are sending you this privacy notice to help you understand how we use your private financial information, and to let you know what we do to help protect your privacy.

What Information Do we Collect From You And About You?

 

To serve your client needs, WCCM collects information from you and about you.  Some of this information is collected to satisfy certain legal and regulatory requirements, while other information is collected so that we can service your account effectively.  Examples of the information that we collect includes:

 

  • Information from your account application and other forms, such as name, address, Social Security number, telephone number, employment information, income, net worth, investment experience, and other information to service your account effectively.  We may also collect information from consumer reporting agencies

  • Information about your financial transactions, including securities purchased and sold, fund transfers, account balances, and other account activities.

To Whom Do We Disclose Your Information?

 

WCCM does not sell your personal financial information to anyone.  However, we do disclose your personal information to third parties or outside companies that help us process your transactions or service your account. One such company is the clearing firm which processes your transactions and acts as the account custodian.  We may also provide information to outside service providers that held administer your accounts.  Any outside company or third party provider must limit their use of your information to the purpose for which it was provided.

 

WCCM may also provide your personal information when permitted or required by law or regulation. Examples include providing information in response to a subpoena or court order, to cooperate with regulators, governmental authorities or law enforcement authorities, or in response to a request from a consumer reporting agency.  

 

Outside of these circumstances, we will not provide your personal information to third parties unless you have specifically asked us to do so.

 

What Do We Do To Protect Your Information?

We restrict access of your personal financial information to personnel who require that information to service your business. All employees are trained regarding the policies and procedures encompassed by this privacy policy. We maintain physical, electronics and procedural safeguards to guard your personal information. This privacy policy applies to all of our current and former clients. If in the future this privacy policy needs to change for any reason, we will provide you with written notification of the change, allowing you the opportunity to opt-out.

If you wish to receive the latest WCCM Form ADV Part II, or for any questions regarding WCCM's privacy policy, please call us at (888) 540-2899.

West Coast Capital Management
1176 E Warner Rd #218

Gilbert AZ 85296

 

©2017 West Coast Capital Management   Privacy Policy   Contact

 

This site has been published in the United States for residents of the United States. The foregoing has been prepared solely for information purposes, and is not an offer to buy or sell or a solicitation of an offer to buy or sell any security or instrument or to participate in any particular trading strategy.

West Coast Capital Management, LLC and its representatives are in compliance with the current filing requirements as required by those states in which West Coast Capital Management, LLC maintains clients. West Coast Capital Management, LLC may only transact business in those states in which it is registered or qualifies for an exemption or exclusion from registration requirements.

This website is limited to the dissemination of general information pertaining to its investment advisory services. Accordingly, the publication of this website should not be construed by any consumer and/or prospective client as West Coast Capital Management, LLC solicitation to effect, or attempt to effect, transactions in securities or the rendering of personalized investment or tax advice for compensation, over the Internet. Any subsequent, direct communication by West Coast Capital Management, LLC with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.

Strategy overviews are for descriptive purposes only and do not take into account your particular investment objectives, tolerance for risk, financial situation or needs. They are not suitable for all investors and this is not a solicitation or recommendation of any investment strategy. All investments and/or investment strategies involve risk including the possible loss of principal. There is no assurance that any investment strategy will achieve its objectives. For a complete description of investment risks, fees and services, review the West Coast Capital Management firm brochure (ADV Part 2and WRAP brochure) which is available from your Investment Advisor Representative or by contacting West Coast Capital Management.

Investment Advisory Services are offered through West Coast Capital Management, LLC, a Registered Investment Advisor. 1166 E Warner Rd #113 Gilbert, AZ 85296 www.westcoastcapitalmanagement.com 888-540-2899.

 

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